Authorisations Caseworker

Description

Financial Services Case Worker - Southampton, GBP30,000 Your new company

You'll be joining a well-established and respected financial services organisation with a strong focus on regulatory excellence and adviser support. The company is known for its collaborative culture, commitment to innovation, and dedication to maintaining a safe and compliant environment for its clients and partners.

Your new role

Location: Southampton or Home-based (UK)

Hours: 35 or 40 hours per week

Contract: Permanent

As an Authorisations Caseworker, you'll play a key role in the onboarding process for new financial advisers and firms. You'll be responsible for conducting thorough due diligence checks, verifying identity, employment history, financial stability, and more - to ensure applicants meet regulatory and business standards. You'll also manage applications for regulatory authorisation and make decisions based on internal business criteria.

This is a front-line role that directly supports business growth while maintaining high standards of compliance and professionalism.

This role can be considered as a remote option for the right candidate.

What you'll need to succeed

To thrive in this role, you'll need:Experience in Financial Services and FCA Regulatory environmentsA professional and welcoming approach to stakeholder engagementAn inquisitive mindset and a risk-based approach to decision-makingStrong organisational skills and the ability to manage workloads under pressureConfidence in communicating with stakeholders and supporting team membersA proactive attitude toward change and technologyProficiency in Microsoft Excel and WordWhat you'll get in return

This role offers a competitive benefit package, including:Holiday: 26 days (182 hours)Performance Incentive SchemePension Scheme: Non-contributory with options to enhancePrivate Medical Insurance: Single cover with upgrade optionsLife Assurance: 4x your salaryIncome Protection: 75% of salary after 26 weeks of absenceFlexible Benefits: Customisable options via salary deductionWhat you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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Ad ID: 5416949228